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February 24 - Quarterly Meeting (Online)
Wed, Feb 24
|Zoom Conference
Please mark your calendars for NEBDIAA’s next meeting to be held: Wednesday, February 24, 2021 from 1:00 – 2:30 pm. Richard Kerr and Pablo Man of KL Gates will discuss the amendments to modernize Rule 206(4)-1 under the Investment Advisers Act, the marketing and advertising rules.
Registration is Closed
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Time & Location
Feb 24, 2021, 1:00 PM – 2:30 PM EST
Zoom Conference
About the event
Richard Kerr and Pablo Man of KL Gates will discuss the amendments to modernize Rule 206(4)-1 under the Investment Advisers Act, the marketing and advertising rules. Richard & Pablo will address:
· Summary of the New Marketing Rule
· General Principals-based Prohibitions
· Disclosures
· Books and Records
· Solicitors
· Compliance Implementation Timeline
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