October 28, 2019 NEBDIAA Quarterly Meeting

NEBDIAA

NEBDIAA Quarterly Membership Meeting.

Date: Monday, October 28, 2019

Time: 12:00 - 2:30PM

Where: Federal Reserve Bank of Boston, New England Room

(600 Atlantic Ave., Boston, MA)

For meal and planning purposes, please register to attend no later than Friday, October 18, 2019 using this REGISTRATION LINK.

The Board has arranged for an enriching discussion regarding:

Regulation Best InterestInterpretation re: Investment Adviser Fiduciary DutyForm CRS Relationship Summary

Our very own Tanya Kerrigan will moderate a discussion with the following distinguished speakers:

Richard Kerr of KL Gates

Thomas Grygiel of ACA Compliance

Betsy Thedford, CCO of Windham Capital Management

Michelle Galemba, Asst. General Counsel of Bank of America Merrill

As a special incentive, the $20 guest fee is waived for this meeting. This is a perfect time to bring a junior member or invite an industry colleague. If you would like to bring one or more guests, please register a guest.

Substitutes: If you cannot attend, we encourage you to send a substitute from your organization. Provide their name and email address when you RSVP.

If you have any questions, please contact us at hello@nebdiaa.org.